Children with autism
spectrum disorder (ASD) frequently have co-occurring (comorbid) psychiatric
conditions, with estimates as high as 70 to 84 percent. A Comorbid disorder is
defined as a disorder that co-exists or co-occurs with another diagnosis so
that both share a primary focus of clinical and educational attention. Although
anxiety is not a defining characteristic of ASD, prevalence rates are significantly
higher in children with ASD than in typically developing children, children with
language disorders, chronic medical conditions, disruptive behavior disorders,
and intellectual disability or epilepsy. In fact, research suggests that
approximately one-half of children with ASD would meet the criteria for at
least one anxiety disorder. Several studies have also reported a bidirectional association
between internalizing disorders and autistic symptoms. For example, both a
higher prevalence of anxiety disorders has been found in ASD and a higher rate
of autistic traits has been reported in youths with mood and anxiety disorders.
Individuals with ASD also appear to display more social anxiety symptoms compared
to typical control individuals, even when these symptoms are clinically
overlapping with the characteristic social problems typical of ASD. With
comorbidity rates so elevated in the ASD population, treatment options for
anxiety have become increasingly important.
Cognitive-Behavioral Therapy
There is a strong evidence
base for the use of cognitive-behavioral therapy (CBT) interventions for
depression and anxiety in non-ASD populations. There are a variety of CBT
approaches, but most share some common elements. The primary goals of
traditional CBT are to identify and challenge dysfunctional beliefs,
catastrophic cognitions, and automatic thoughts as well as change problematic
behavior. With a therapist’s help, the individual is encouraged to challenge his
or her beliefs and automatic thoughts through a variety of techniques. Through
CBT, the individual learns skills to modify thoughts and beliefs, as well as
problem-solving strategies to improve interaction with others in effective and
appropriate ways, thereby promoting self-regulation.
CBT models for the
treatment of anxiety attempt to create a new coping pattern by using behavioral
techniques such as modeling, exposure, and relaxation as well as cognitive
techniques addressing cognitive distortions and deficiencies. These treatment
models generally emphasize four critical components of therapy: assessment,
psychoeducation, cognitive restructuring, and exposure. Using these four
components, CBT has been shown to be an empirically supported treatment for
typically developing children with anxiety issues. The most commonly used
techniques to treat anxiety in children are exposure, relaxation, cognitive
restructuring, and modeling in that order.
Cognitive-Behavioral Therapy for ASD
Although CBT has been
shown to be an effective empirically supported treatment for typical children,
there is a question as to whether or not it can be used with other populations.
In recent years, there have been a number of attempts to adapt CBT for children
and teens on the autism spectrum. Although there is no agreed upon set of
modifications, there appears to be a general consensus that with certain
specific modifications, CBT can be used to effectively lessen anxiety symptoms in
higher functioning children with ASD. Evidence from the current literature
supports a specific blend of techniques and strategies as the most effective
approach to modify CBT for use with children who have an ASD. The primary
modifications to CBT that have been shown to make them more viable for anxious
children with ASD are the development of disorder specific hierarchies, the use
of more concrete, visual tactics, the incorporation of child specific
interests, and parent participation.
A study published in the Journal
of Child Psychology and Psychiatry illustrates how a standard CBT program
can be adapted to include multiple treatment components designed to accommodate
or remediate the social and adaptive skill deficits of children with ASD that
serve as barriers to anxiety reduction. The study tested a modular CBT program incorporating
separate modules focusing specifically on deficits associated with ASD such as
poor social skills, self-help skills, and stereotypies as well as a modified
version of a traditional CBT protocol utilizing primarily cognitive
restructuring and exposure techniques.
The participants were forty children (7–11 years of age) who met the criteria for ASD and one of the following anxiety disorders: separation anxiety disorder (SAD), social phobia, or obsessive-compulsive disorder (OCD). They were randomly assigned to 16 sessions of CBT or a 3-month waitlist (36 children completed treatment or waitlist). The CBT model emphasized coping skills training (e.g., affect recognition, cognitive restructuring, and the principle of exposure) followed by in vivo exposure. The parent training components focused on supporting in vivo exposures, positive reinforcement, and communication skills. Independent evaluators blind to treatment condition conducted structured diagnostic interviews and parents and children completed anxiety symptom checklists at baseline and posttreatment/postwaitlist. The researchers found that 92.9% of children in the active treatment group met criteria for positive treatment response post-treatment compared to only 9.1% of children in the waitlist condition. In addition, 80% of children in the active treatment group were diagnosis free at follow up. From these results, it is reasonable to draw the conclusion that with specific modifications, CBT can be an effective treatment for children with ASD and comorbid (concurrent) anxiety disorders.
The participants were forty children (7–11 years of age) who met the criteria for ASD and one of the following anxiety disorders: separation anxiety disorder (SAD), social phobia, or obsessive-compulsive disorder (OCD). They were randomly assigned to 16 sessions of CBT or a 3-month waitlist (36 children completed treatment or waitlist). The CBT model emphasized coping skills training (e.g., affect recognition, cognitive restructuring, and the principle of exposure) followed by in vivo exposure. The parent training components focused on supporting in vivo exposures, positive reinforcement, and communication skills. Independent evaluators blind to treatment condition conducted structured diagnostic interviews and parents and children completed anxiety symptom checklists at baseline and posttreatment/postwaitlist. The researchers found that 92.9% of children in the active treatment group met criteria for positive treatment response post-treatment compared to only 9.1% of children in the waitlist condition. In addition, 80% of children in the active treatment group were diagnosis free at follow up. From these results, it is reasonable to draw the conclusion that with specific modifications, CBT can be an effective treatment for children with ASD and comorbid (concurrent) anxiety disorders.
Implications
The above referenced
study, together with case studies and other clinical trials, provides evidence
that incorporating disorder specific hierarchies, use of more concrete, visual
tactics, incorporation of child specific interests, and parental involvement can
facilitate successful results when conducting CBT for anxiety in children with ASD.
Although there is support for the efficacy of an enhanced CBT program, there
are some limitations to these modifications and adapted models. Specifically, the
child’s level of functioning, variation in the use of each modification, and
the utilization of different CBT programs across studies affect the
generalization of the outcomes. Moreover, there is a need to examine to what
extent CBT with these modifications could be used with more severe cases of ASD
or in cases where there is more severe intellectual impairment. Children with
higher functioning ASD may be able to better process the cognitive components
of traditional and modified CBT than those who are lower functioning.
Additionally, different CBT programs may emphasize different components of CBT
making it difficult to determine which components are the most critical for
treating anxiety in children with ASD. The next step for future research should
be to focus on developing a standardized approach to treatment which
incorporates specific modifications, randomized clinical trials to test the
approach, and explorations of the boundaries within the ASD population for use
and effectiveness of treatment. Given the elevated comorbidity rates, finding
an effective, empirically supported treatment for anxiety in children with ASD
is critical.
Key References and Further Reading
Kurz, René et al. (2018). Cognitive behavioral therapy for
children with autism spectrum disorder: A prospective observational study. European
Journal of Paediatric Neurology, 22 (5), 803 – 806.
Moree, B. N., & Davis
III, T. E. (2010). Cognitive-behavioral therapy for anxiety in children
diagnosed with autism spectrum disorders: Modification trends. Research in Autism Spectrum
Disorders, 4, 346–354.
National Autism Center (2015). Findings and conclusions: National standards project, phase 2. Randolph, MA: Author. http://www.nationalautismcenter.org/national-standards-project/
National Professional Development Center on Autism Spectrum Disorders. (2015). Evidence-Based Practices. http://autismpdc.fpg.unc.edu/evidence-based-practices
Wilkinson, L. A. (2017). A best practice guide to assessment and intervention for autism spectrum disorder in schools. Philadelphia & London: Jessica Kingsley Publishers.
Wood, J. J., Drahota, A., Sze, K., Har, K., Chiu, A., & Langer, D. A. (2009). Cognitive behavioral therapy for anxiety in children with autism spectrum disorders: A randomized, controlled trial. Journal of Child Psychology and Psychiatry, 50, 224–234. http://doi.org/10.1111/j.1469-7610.2008.01948.x
National Autism Center (2015). Findings and conclusions: National standards project, phase 2. Randolph, MA: Author. http://www.nationalautismcenter.org/national-standards-project/
National Professional Development Center on Autism Spectrum Disorders. (2015). Evidence-Based Practices. http://autismpdc.fpg.unc.edu/evidence-based-practices
Wilkinson,
L. A. (2015). Overcoming
Anxiety on the Autism Spectrum: A Self-Help Guide Using CBT. London
and Philadelphia: Jessica Kingsley Publishers.
Wilkinson, L. A. (2017). A best practice guide to assessment and intervention for autism spectrum disorder in schools. Philadelphia & London: Jessica Kingsley Publishers.
Wong, C., Odom, S. L., Hume, K. A.,
Cox, A. W., Fettig, A., Kucharczyk, S… Schultz, T. R. (2014). Evidence-based
practices for children, youth, and young adults with Autism Spectrum Disorder.
Chapel Hill: The University of North Carolina, Frank Porter Graham Child
Development Institute, Autism Evidence-Based Practice Review Group. cidd.unc.edu/Registry/Research/Docs/31.pdf
Weitlauf AS, McPheeters ML, Peters
B, Sathe N, Travis R, Aiello R, Williamson E, Veenstra-VanderWeele J,
Krishnaswami S, Jerome R, Warren Z. Therapies for Children With Autism Spectrum
Disorder: Behavioral Interventions Update. Comparative Effectiveness
Review No. 137. (Prepared by the Vanderbilt Evidence-based Practice Center
under Contract No. 290-2012-00009-I.) AHRQ Publication No. 14-EHC036-EF.
Rockville, MD: Agency for Healthcare Research and Quality; August
2014. http://www.effectivehealthcare.ahrq.gov/reports/final.cfm
Weston, L., Hodgekins, J., & Langdon, P. E. (2016). Effectiveness of cognitive behavioural therapy with people who have autistic spectrum disorders: A systematic review and meta-analysis. Clinical Psychology Review, Volume 49, 41-54.
Weston, L., Hodgekins, J., & Langdon, P. E. (2016). Effectiveness of cognitive behavioural therapy with people who have autistic spectrum disorders: A systematic review and meta-analysis. Clinical Psychology Review, Volume 49, 41-54.
Wood, J. J., Drahota, A., Sze, K., Har, K., Chiu, A., & Langer, D. A. (2009). Cognitive behavioral therapy for anxiety in children with autism spectrum disorders: A randomized, controlled trial. Journal of Child Psychology and Psychiatry, 50, 224–234. http://doi.org/10.1111/j.1469-7610.2008.01948.x
Wood, J. J.,
Ehrenreich-May, J., Alessandri, M., Fujii, C., Renno, P., Laugeson, E., …
Storch, E. A. (2015). Cognitive behavioral therapy for early adolescents with
autism spectrum disorders and clinical anxiety: a randomized, controlled
trial. Behavior therapy, 46(1), 7–19.
doi:10.1016/j.beth.2014.01.002
Wood JJ, Kendall PC, Wood KS, et al. Cognitive Behavioral Treatments for Anxiety in Children With Autism Spectrum Disorder: A Randomized Clinical Trial. JAMA Psychiatry. Published online November 22, 2019. doi:10.1001/jamapsychiatry.2019.4160
Wood JJ, Kendall PC, Wood KS, et al. Cognitive Behavioral Treatments for Anxiety in Children With Autism Spectrum Disorder: A Randomized Clinical Trial. JAMA Psychiatry. Published online November 22, 2019. doi:10.1001/jamapsychiatry.2019.4160
Lee
A. Wilkinson, PhD, is a licensed and nationally certified school
psychologist, and certified cognitive-behavioral
therapist. He is author of the award-winning books, A Best Practice Guide to Assessment and
Intervention for Autism and Asperger Syndrome in Schools and Overcoming Anxiety and Depression on the
Autism Spectrum: A Self-Help Guide Using CBT. He is also
editor of a text in the APA School Psychology Book Series, Autism Spectrum Disorder in Children and
Adolescents: Evidence-Based Assessment and Intervention in Schools. His latest book is A Best Practice Guide to Assessment and
Intervention for Autism Spectrum Disorder in Schools (2nd Edition).